10A NCAC 09 .2904 · Violation

Name of Operation: HUMPTY DUMPTY ACADEMY I Facility ID: 60002665 Consultant: LASHAWNDA BERRY Operation Type: Center Case Number: 0925-008L Visit Date: 9/4/2025 Number Present: 29 Completed Date: 9/4/2025 Age: From 0 To 4 Total Minutes: 235 Time In: 07:05 AM Time Out: 11:00 AM Time In: Time Out: List to Use: Center Type Of Visit: Complaint Visit Announced/Unannounced: Unannounced The purpose of today’s unannounced visit was to investigate allegations in the following complaint report case #0925-008L. The Allegation: There are allegations of violations of child care requirements. Today I was greeted by T. Gary, Owner/Director. I informed Mrs. Gary the reason for my visit, and she was given a chance to respond. Mrs. Gary stated that she believes that this complaint was from a disgruntle employee. Investigation: Today I did a walkthrough of the center. Upon my arrival, R. Gary, Administrator, was in the hallway with six (6) children, There were two (2) three year old children and four (4) school age children. Mr. Gary stated that they were waiting for the school age children’s buses to pick them up for school. I informed Mr. Gary that the hallway was not an approved space to provide care for children, so Mr. Gary took the six (6) children into space #1. Upon my arrival in space #2 at 7:05 am, I observed Ms. Gary with seven children. One (1) infant, three (3) one year old children, and three (3) three year old children. One (1) year old arrived at 7:35 am. After that child came into the classroom, I reminded Mrs. Tiffany that she should not take any more children due to her being out of ratio. One (1) two year old child arrived at 7:40 am, Mrs. Tiffany took the child in, which made her total number of children to nine children including one (1) infant. From the time that I arrived at 7:05 am to 7:45 am, there were three children (ages: one (1) infant and two (2) one year olds) strapped in a highchair seat. The children that were strapped in the chairs were not eating breakfast, they were playing with table toys. Today I interviewed five staff members, the Director and Administrator. Based on the interview with staff members, no one had any concerns related to the report. I monitored SIDS certification for the staff members in the classroom for infants (MS, ZM, LG) all certificates were in compliance. Mrs. and Mr. Gary stated that they have cameras in the center but after 7 days they re-record. Mrs. Gary stated that the school aged children that were waiting for the bus in the lobby are from Humpty Dumpty Academy II. Findings: Regarding the allegation that: There are allegations of violations of child care requirements regarding Staff/Child ratio. Based on today’s visit, this allegation is deemed as confirmed. There are allegations of violations of child care requirements regarding Nurture/Care/Treatment of Children. Based on today’s visit, this allegation is deemed confirmed. There are allegations of violations of child care requirements regarding a Safe Indoor Environment. Based on today’s visit, this allegation is deemed unconfirmed. There are allegations of violations of child care requirements regarding Sanitation. Based on today’s visit, this allegation is deemed unconfirmed. There were two (2) violations cited related to the complaint. There were two (2) violations cited not related to the complaint. Violation Number Comment Rule 209 Children used space that was not approved. Upon my arrival, R. Gary, Administrator, was in the hallway with six (6) children, There were two (2) three year old children and four (4) school age children. Mr. Gary stated that they were waiting for the school age children’s buses to pick them up for school. I informed Mr. Gary that the hallway was not an approved space to provide care for children, so Mr. Gary took the six (6) children into space #1. GS 110-91(1)&(4-5) 905 Child was put in locked confinement. From the time that I arrived in space #2 at 7:05 am to 7:45 am, there were three children (ages: one (1) infant and two (2) one year olds) strapped in a highchair seat. The children that were strapped in the chairs were not eating breakfast, they were playing with table toys. .1803(a)(2) 1751 The staff/child ratio for the youngest child in the group was not maintained when children ages birth to five years were grouped together for the first and last operating hour of the day. Upon my arrival in space #2 at 7:05 am, I observed Ms. Gary with seven children. One (1) infant, three (3) one year old children, and three (3) three year old children. One (1) year old arrived at 7:35 am. After that child came into the classroom, I reminded Mrs. Tiffany that she should not take any more children due to her being out of ratio. One (1) two year old child arrived at 7:40 am, Mrs. Tiffany took the child in, which made her total number of children to nine children including one (1) infant. 10A NCAC 09 .2904(b) 9995 A violation was found for which there is no item number.Hot water used for cleaning and sanitizing food utensils and laundry shall be provided at a minimum temperature of 120 degrees Fahrenheit (49 degrees Celsius) at the point of use. Water in areas accessible to children shall be tempered between 80 degrees Fahrenheit (27 degrees Celsius) and 110 degrees Fahrenheit (43 degrees Celsius). For hand wash lavatories used exclusively by school-age children, the 80 degrees Fahrenheit (27 degrees Celsius) minimum temperature requirement shall not apply. Hot water in an area accessible to any child, which is in excess of 120 degrees Fahrenheit (49 degrees Celsius), shall be considered a burn hazard. Child care centers serving only school-age children are not required to provide hot water in areas accessible to children. In the event of the loss of hot water, the person in charge shall immediately contact the local health department.15A NCAC 18A .2815 (e ). During the walk-through of the facility, the kitchen door was observed open and accessible to the children. Technical Assistance: I informed Mrs. Gary that I am available to do a: 1. Technical Assistance Visit 2. Rules Review for Staff Mrs. Gary agreed to update me when she is ready to schedule those visits. Violations must be corrected immediately. A signed and dated letter of compliance must be emailed to me by 9/18/2025, stating how each violation was corrected and how compliance will be maintained in the future include the violation number, statement of compliance, license ID and your signature in the letter or e-mail. Failure to correct the violations and send the written statement by the due date listed above may result in an unannounced follow-up visit being conducted or an administrative action may be recommended. Based on Child Care Rule 10A NCAC 09 Section .2200, the Division of Child Development and Early Education may take administrative action against the license and/or impose civil penalties based on the failure of the operator to correct any documented violations within the established time period. If you state in your letter that corrections have been made when they have not, it will be considered falsification of information. Please email me a signed copy of the letter to Lashawnda.Berry@dhhs.nc.gov Rated License: Please be on the lookout for QRIS updates. The provider was able to ask questions and did not have any at this time. If you have questions or concerns, please feel free to contact me by email at: Lashawnda.berry@dhhs.nc.gov or by phone at 704-242-0960. Thank you for your assistance! Lashawnda Berry PO Box 550424 Gastonia, NC 28054 If the operator fails to correct any documented violations within the established time period, the Division of Child Development and Early Education may deny, suspend, terminate, or revoke any permit to operate (10A NCAC 09 .2000). All information in this report has been reviewed with me today.I understand that it is my responsibility to maintaincompliance with applicable NC Child Care Requirements at all times

Open Not marked corrected in the state record

Category: ratio. Open / not marked corrected.

GS 110-91 · Violation

Name of Operation: HUMPTY DUMPTY ACADEMY I Facility ID: 60002665 Consultant: LASHAWNDA BERRY Operation Type: Center Case Number: 0925-008L Visit Date: 9/4/2025 Number Present: 29 Completed Date: 9/4/2025 Age: From 0 To 4 Total Minutes: 235 Time In: 07:05 AM Time Out: 11:00 AM Time In: Time Out: List to Use: Center Type Of Visit: Complaint Visit Announced/Unannounced: Unannounced The purpose of today’s unannounced visit was to investigate allegations in the following complaint report case #0925-008L. The Allegation: There are allegations of violations of child care requirements. Today I was greeted by T. Gary, Owner/Director. I informed Mrs. Gary the reason for my visit, and she was given a chance to respond. Mrs. Gary stated that she believes that this complaint was from a disgruntle employee. Investigation: Today I did a walkthrough of the center. Upon my arrival, R. Gary, Administrator, was in the hallway with six (6) children, There were two (2) three year old children and four (4) school age children. Mr. Gary stated that they were waiting for the school age children’s buses to pick them up for school. I informed Mr. Gary that the hallway was not an approved space to provide care for children, so Mr. Gary took the six (6) children into space #1. Upon my arrival in space #2 at 7:05 am, I observed Ms. Gary with seven children. One (1) infant, three (3) one year old children, and three (3) three year old children. One (1) year old arrived at 7:35 am. After that child came into the classroom, I reminded Mrs. Tiffany that she should not take any more children due to her being out of ratio. One (1) two year old child arrived at 7:40 am, Mrs. Tiffany took the child in, which made her total number of children to nine children including one (1) infant. From the time that I arrived at 7:05 am to 7:45 am, there were three children (ages: one (1) infant and two (2) one year olds) strapped in a highchair seat. The children that were strapped in the chairs were not eating breakfast, they were playing with table toys. Today I interviewed five staff members, the Director and Administrator. Based on the interview with staff members, no one had any concerns related to the report. I monitored SIDS certification for the staff members in the classroom for infants (MS, ZM, LG) all certificates were in compliance. Mrs. and Mr. Gary stated that they have cameras in the center but after 7 days they re-record. Mrs. Gary stated that the school aged children that were waiting for the bus in the lobby are from Humpty Dumpty Academy II. Findings: Regarding the allegation that: There are allegations of violations of child care requirements regarding Staff/Child ratio. Based on today’s visit, this allegation is deemed as confirmed. There are allegations of violations of child care requirements regarding Nurture/Care/Treatment of Children. Based on today’s visit, this allegation is deemed confirmed. There are allegations of violations of child care requirements regarding a Safe Indoor Environment. Based on today’s visit, this allegation is deemed unconfirmed. There are allegations of violations of child care requirements regarding Sanitation. Based on today’s visit, this allegation is deemed unconfirmed. There were two (2) violations cited related to the complaint. There were two (2) violations cited not related to the complaint. Violation Number Comment Rule 209 Children used space that was not approved. Upon my arrival, R. Gary, Administrator, was in the hallway with six (6) children, There were two (2) three year old children and four (4) school age children. Mr. Gary stated that they were waiting for the school age children’s buses to pick them up for school. I informed Mr. Gary that the hallway was not an approved space to provide care for children, so Mr. Gary took the six (6) children into space #1. GS 110-91(1)&(4-5) 905 Child was put in locked confinement. From the time that I arrived in space #2 at 7:05 am to 7:45 am, there were three children (ages: one (1) infant and two (2) one year olds) strapped in a highchair seat. The children that were strapped in the chairs were not eating breakfast, they were playing with table toys. .1803(a)(2) 1751 The staff/child ratio for the youngest child in the group was not maintained when children ages birth to five years were grouped together for the first and last operating hour of the day. Upon my arrival in space #2 at 7:05 am, I observed Ms. Gary with seven children. One (1) infant, three (3) one year old children, and three (3) three year old children. One (1) year old arrived at 7:35 am. After that child came into the classroom, I reminded Mrs. Tiffany that she should not take any more children due to her being out of ratio. One (1) two year old child arrived at 7:40 am, Mrs. Tiffany took the child in, which made her total number of children to nine children including one (1) infant. 10A NCAC 09 .2904(b) 9995 A violation was found for which there is no item number.Hot water used for cleaning and sanitizing food utensils and laundry shall be provided at a minimum temperature of 120 degrees Fahrenheit (49 degrees Celsius) at the point of use. Water in areas accessible to children shall be tempered between 80 degrees Fahrenheit (27 degrees Celsius) and 110 degrees Fahrenheit (43 degrees Celsius). For hand wash lavatories used exclusively by school-age children, the 80 degrees Fahrenheit (27 degrees Celsius) minimum temperature requirement shall not apply. Hot water in an area accessible to any child, which is in excess of 120 degrees Fahrenheit (49 degrees Celsius), shall be considered a burn hazard. Child care centers serving only school-age children are not required to provide hot water in areas accessible to children. In the event of the loss of hot water, the person in charge shall immediately contact the local health department.15A NCAC 18A .2815 (e ). During the walk-through of the facility, the kitchen door was observed open and accessible to the children. Technical Assistance: I informed Mrs. Gary that I am available to do a: 1. Technical Assistance Visit 2. Rules Review for Staff Mrs. Gary agreed to update me when she is ready to schedule those visits. Violations must be corrected immediately. A signed and dated letter of compliance must be emailed to me by 9/18/2025, stating how each violation was corrected and how compliance will be maintained in the future include the violation number, statement of compliance, license ID and your signature in the letter or e-mail. Failure to correct the violations and send the written statement by the due date listed above may result in an unannounced follow-up visit being conducted or an administrative action may be recommended. Based on Child Care Rule 10A NCAC 09 Section .2200, the Division of Child Development and Early Education may take administrative action against the license and/or impose civil penalties based on the failure of the operator to correct any documented violations within the established time period. If you state in your letter that corrections have been made when they have not, it will be considered falsification of information. Please email me a signed copy of the letter to Lashawnda.Berry@dhhs.nc.gov Rated License: Please be on the lookout for QRIS updates. The provider was able to ask questions and did not have any at this time. If you have questions or concerns, please feel free to contact me by email at: Lashawnda.berry@dhhs.nc.gov or by phone at 704-242-0960. Thank you for your assistance! Lashawnda Berry PO Box 550424 Gastonia, NC 28054 If the operator fails to correct any documented violations within the established time period, the Division of Child Development and Early Education may deny, suspend, terminate, or revoke any permit to operate (10A NCAC 09 .2000). All information in this report has been reviewed with me today.I understand that it is my responsibility to maintaincompliance with applicable NC Child Care Requirements at all times

10A NCAC 09 .0604 · Violation

Name of Operation: HUMPTY DUMPTY ACADEMY I Facility ID: 60002665 Consultant: LASHAWNDA BERRY Operation Type: Center Case Number: Visit Date: 3/18/2025 Number Present: 30 Completed Date: 3/18/2025 Age: From 0 To 4 Total Minutes: 330 Time In: 09:00 AM Time Out: 02:30 PM Time In: Time Out: List to Use: Center Type Of Visit: Annual Comp Full Announced/Unannounced: Unannounced The purpose of today’s unannounced visit was to monitor compliance during an annual compliance visit. The center operates with a Three-Star license and an 18-month compliance history score of 83%, effective June 13, 2019. The restrictions include: First and Second Shift; Meets enhanced ratios. Upon arrival, I was greeted by T. Gary, Owner/Director. I discussed with Ms. Gary the Annual Compliance Monitoring guidelines. I completed the walkthrough of the center alone and Ms. Gary assisted me with the visit. The following items were posted within the center/ classrooms: Daily schedules, activity plans, staff/child ratio worksheets, emergency numbers, emergency procedures, arrival/ departure procedures, summary of law and menus. Indoor Learning Environment: Staff/child ratio, supervision, capacity, group size and space were observed in compliance today. Children were observed engaged in nurturing interactions with caregivers, teacher directed activities and multi-play opportunities. There were thirty (30) children present today. There are thirty-three (33) children enrolled in the center. The center is only providing care for first shift currently. Outdoor Learning Environment: The outdoor learning environment was monitored today and not in compliance. Inspections: The outdoor inspections and fire drills were monitored. The last fire drill was conducted on 2/6/25. The centers last shelter in place/ lockdown drill was conducted on 2/20/25. The last monthly playground inspection was conducted on 2/6/25. The center last had a sanitation inspection on 12/11/24. The center received three (3) demerits and received a superior classification. The inspection was completed by the Mecklenburg County Health Department. The center last had a fire inspection on 3/6/24. Transportation: The center does not provide transportation. Nutrition: Meals met nutritional value during today’s visit. Files: Children records and staff files were monitored today and in compliance. Staff files were monitored today and in compliance. There were six (6) violations cited during today's visit. Violation Number Comment Rule 106 Operator has not scheduled and obtained a fire inspection within 12 months of the previous inspection. Operator did not submit the original approved report to DCDEE within one week of the inspection visit on a form provided by the Division. The centers last fire inspection was conducted on 3/6/2024. 10A NCAC 09 .0304(a) 714 Openings in equipment, steps, decks, handrails, and fencing were not less than 3 1/2 inches or greater than 9 inches. The white fencing on the Outdoor Learning Environment for infants and toddlers is broken, there is a gap that measures at six inches (6"). .0605(g) 716 All stationary equipment, more than 18 inches high, was not installed over protective surfacing. On the OLE for toddlers and preschool children, the mulch surfacing was below the required height of six inches (6"). .0605(j) 856 The indoor and/or outdoor premises was not checked once a day, prior to initial use, ensuring debris, and broken equipment was removed and disposed of. On the OLE for preschool children, I observed a wooden water table (trash) accessible to children. On the OLE playground for toddlers, I observed a broken laundry basket for dirty toys. 10A NCAC 09 .0604(p) 1044 Prior to the expiration date of the qualification letter, the child care provider did not complete and submit required forms to complete a criminal background check (a qualification letter is valid for a maximum of five years for the date of issuance). One out of eight staff members did not have documentation of completing a CBC prior to the expiration date. (SW) G.S. 110-90.2(b) & .2703(n)&(o) 1045 New staff, who had contact with children, did not receive at least 16 hrs. orientation within first 6 weeks. One new staff member (EG) did not have documentation of completing 16 hrs. of orientation. .1101(a) Violations must be corrected immediately. A signed and dated letter of compliance must be emailed to me by 4/1/2025, stating how each violation was corrected and how compliance will be maintained in the future include the violation number, statement of compliance, license ID and your signature in the letter or e-mail. Failure to correct the violations and send the written statement by the due date listed above may result in an unannounced follow-up visit being conducted or an administrative action may be recommended. Based on Child Care Rule 10A NCAC 09 Section .2200, the Division of Child Development and Early Education may take administrative action against the license and/or impose civil penalties based on the failure of the operator to correct any documented violations within the established time period. If you state in your letter that corrections have been made when they have not, it will be considered falsification of information. Please email me a signed copy of the letter to Lashawnda.Berry@dhhs.nc.gov Technical Assistance: 1.Inspections: After each sanitation and fire inspection you must send a copy of the report to you Child Care consultant within one week. *I encouraged the Administrator to stay up to date with the Division of Child Development and Early Education by visiting www.ncchildcare.ncdhhs.gov. This website enables you to view the entire Law and Child Care Requirements for North Carolina as well as download required forms. I encourage you to click on the “What’s New” tab for important updates impacting childcare in North Carolina. Rated License: Hold harmless has been extended until the new QRIS is implemented (SB 425). The provider was able to ask questions and did not have any at this time. If you have questions or concerns, please feel free to contact me by email at: Lashawnda.berry@dhhs.nc.gov or by phone at 704-242-0960. Thank you for your assistance! Lashawnda Berry PO Box 550424 Gastonia, NC 28054 If the operator fails to correct any documented violations within the established time period, the Division of Child Development and Early Education may deny, suspend, terminate, or revoke any permit to operate (10A NCAC 09 .2000). All information in this report has been reviewed with me today.I understand that it is my responsibility to maintaincompliance with applicable NC Child Care Requirements at all times

Open Not marked corrected in the state record

Category: supervision. Open / not marked corrected.

10A NCAC 09 .0304 · Violation

Name of Operation: HUMPTY DUMPTY ACADEMY I Facility ID: 60002665 Consultant: LASHAWNDA BERRY Operation Type: Center Case Number: Visit Date: 3/18/2025 Number Present: 30 Completed Date: 3/18/2025 Age: From 0 To 4 Total Minutes: 330 Time In: 09:00 AM Time Out: 02:30 PM Time In: Time Out: List to Use: Center Type Of Visit: Annual Comp Full Announced/Unannounced: Unannounced The purpose of today’s unannounced visit was to monitor compliance during an annual compliance visit. The center operates with a Three-Star license and an 18-month compliance history score of 83%, effective June 13, 2019. The restrictions include: First and Second Shift; Meets enhanced ratios. Upon arrival, I was greeted by T. Gary, Owner/Director. I discussed with Ms. Gary the Annual Compliance Monitoring guidelines. I completed the walkthrough of the center alone and Ms. Gary assisted me with the visit. The following items were posted within the center/ classrooms: Daily schedules, activity plans, staff/child ratio worksheets, emergency numbers, emergency procedures, arrival/ departure procedures, summary of law and menus. Indoor Learning Environment: Staff/child ratio, supervision, capacity, group size and space were observed in compliance today. Children were observed engaged in nurturing interactions with caregivers, teacher directed activities and multi-play opportunities. There were thirty (30) children present today. There are thirty-three (33) children enrolled in the center. The center is only providing care for first shift currently. Outdoor Learning Environment: The outdoor learning environment was monitored today and not in compliance. Inspections: The outdoor inspections and fire drills were monitored. The last fire drill was conducted on 2/6/25. The centers last shelter in place/ lockdown drill was conducted on 2/20/25. The last monthly playground inspection was conducted on 2/6/25. The center last had a sanitation inspection on 12/11/24. The center received three (3) demerits and received a superior classification. The inspection was completed by the Mecklenburg County Health Department. The center last had a fire inspection on 3/6/24. Transportation: The center does not provide transportation. Nutrition: Meals met nutritional value during today’s visit. Files: Children records and staff files were monitored today and in compliance. Staff files were monitored today and in compliance. There were six (6) violations cited during today's visit. Violation Number Comment Rule 106 Operator has not scheduled and obtained a fire inspection within 12 months of the previous inspection. Operator did not submit the original approved report to DCDEE within one week of the inspection visit on a form provided by the Division. The centers last fire inspection was conducted on 3/6/2024. 10A NCAC 09 .0304(a) 714 Openings in equipment, steps, decks, handrails, and fencing were not less than 3 1/2 inches or greater than 9 inches. The white fencing on the Outdoor Learning Environment for infants and toddlers is broken, there is a gap that measures at six inches (6"). .0605(g) 716 All stationary equipment, more than 18 inches high, was not installed over protective surfacing. On the OLE for toddlers and preschool children, the mulch surfacing was below the required height of six inches (6"). .0605(j) 856 The indoor and/or outdoor premises was not checked once a day, prior to initial use, ensuring debris, and broken equipment was removed and disposed of. On the OLE for preschool children, I observed a wooden water table (trash) accessible to children. On the OLE playground for toddlers, I observed a broken laundry basket for dirty toys. 10A NCAC 09 .0604(p) 1044 Prior to the expiration date of the qualification letter, the child care provider did not complete and submit required forms to complete a criminal background check (a qualification letter is valid for a maximum of five years for the date of issuance). One out of eight staff members did not have documentation of completing a CBC prior to the expiration date. (SW) G.S. 110-90.2(b) & .2703(n)&(o) 1045 New staff, who had contact with children, did not receive at least 16 hrs. orientation within first 6 weeks. One new staff member (EG) did not have documentation of completing 16 hrs. of orientation. .1101(a) Violations must be corrected immediately. A signed and dated letter of compliance must be emailed to me by 4/1/2025, stating how each violation was corrected and how compliance will be maintained in the future include the violation number, statement of compliance, license ID and your signature in the letter or e-mail. Failure to correct the violations and send the written statement by the due date listed above may result in an unannounced follow-up visit being conducted or an administrative action may be recommended. Based on Child Care Rule 10A NCAC 09 Section .2200, the Division of Child Development and Early Education may take administrative action against the license and/or impose civil penalties based on the failure of the operator to correct any documented violations within the established time period. If you state in your letter that corrections have been made when they have not, it will be considered falsification of information. Please email me a signed copy of the letter to Lashawnda.Berry@dhhs.nc.gov Technical Assistance: 1.Inspections: After each sanitation and fire inspection you must send a copy of the report to you Child Care consultant within one week. *I encouraged the Administrator to stay up to date with the Division of Child Development and Early Education by visiting www.ncchildcare.ncdhhs.gov. This website enables you to view the entire Law and Child Care Requirements for North Carolina as well as download required forms. I encourage you to click on the “What’s New” tab for important updates impacting childcare in North Carolina. Rated License: Hold harmless has been extended until the new QRIS is implemented (SB 425). The provider was able to ask questions and did not have any at this time. If you have questions or concerns, please feel free to contact me by email at: Lashawnda.berry@dhhs.nc.gov or by phone at 704-242-0960. Thank you for your assistance! Lashawnda Berry PO Box 550424 Gastonia, NC 28054 If the operator fails to correct any documented violations within the established time period, the Division of Child Development and Early Education may deny, suspend, terminate, or revoke any permit to operate (10A NCAC 09 .2000). All information in this report has been reviewed with me today.I understand that it is my responsibility to maintaincompliance with applicable NC Child Care Requirements at all times

G.S. 110-90 · Violation

Name of Operation: HUMPTY DUMPTY ACADEMY I Facility ID: 60002665 Consultant: LASHAWNDA BERRY Operation Type: Center Case Number: Visit Date: 3/18/2025 Number Present: 30 Completed Date: 3/18/2025 Age: From 0 To 4 Total Minutes: 330 Time In: 09:00 AM Time Out: 02:30 PM Time In: Time Out: List to Use: Center Type Of Visit: Annual Comp Full Announced/Unannounced: Unannounced The purpose of today’s unannounced visit was to monitor compliance during an annual compliance visit. The center operates with a Three-Star license and an 18-month compliance history score of 83%, effective June 13, 2019. The restrictions include: First and Second Shift; Meets enhanced ratios. Upon arrival, I was greeted by T. Gary, Owner/Director. I discussed with Ms. Gary the Annual Compliance Monitoring guidelines. I completed the walkthrough of the center alone and Ms. Gary assisted me with the visit. The following items were posted within the center/ classrooms: Daily schedules, activity plans, staff/child ratio worksheets, emergency numbers, emergency procedures, arrival/ departure procedures, summary of law and menus. Indoor Learning Environment: Staff/child ratio, supervision, capacity, group size and space were observed in compliance today. Children were observed engaged in nurturing interactions with caregivers, teacher directed activities and multi-play opportunities. There were thirty (30) children present today. There are thirty-three (33) children enrolled in the center. The center is only providing care for first shift currently. Outdoor Learning Environment: The outdoor learning environment was monitored today and not in compliance. Inspections: The outdoor inspections and fire drills were monitored. The last fire drill was conducted on 2/6/25. The centers last shelter in place/ lockdown drill was conducted on 2/20/25. The last monthly playground inspection was conducted on 2/6/25. The center last had a sanitation inspection on 12/11/24. The center received three (3) demerits and received a superior classification. The inspection was completed by the Mecklenburg County Health Department. The center last had a fire inspection on 3/6/24. Transportation: The center does not provide transportation. Nutrition: Meals met nutritional value during today’s visit. Files: Children records and staff files were monitored today and in compliance. Staff files were monitored today and in compliance. There were six (6) violations cited during today's visit. Violation Number Comment Rule 106 Operator has not scheduled and obtained a fire inspection within 12 months of the previous inspection. Operator did not submit the original approved report to DCDEE within one week of the inspection visit on a form provided by the Division. The centers last fire inspection was conducted on 3/6/2024. 10A NCAC 09 .0304(a) 714 Openings in equipment, steps, decks, handrails, and fencing were not less than 3 1/2 inches or greater than 9 inches. The white fencing on the Outdoor Learning Environment for infants and toddlers is broken, there is a gap that measures at six inches (6"). .0605(g) 716 All stationary equipment, more than 18 inches high, was not installed over protective surfacing. On the OLE for toddlers and preschool children, the mulch surfacing was below the required height of six inches (6"). .0605(j) 856 The indoor and/or outdoor premises was not checked once a day, prior to initial use, ensuring debris, and broken equipment was removed and disposed of. On the OLE for preschool children, I observed a wooden water table (trash) accessible to children. On the OLE playground for toddlers, I observed a broken laundry basket for dirty toys. 10A NCAC 09 .0604(p) 1044 Prior to the expiration date of the qualification letter, the child care provider did not complete and submit required forms to complete a criminal background check (a qualification letter is valid for a maximum of five years for the date of issuance). One out of eight staff members did not have documentation of completing a CBC prior to the expiration date. (SW) G.S. 110-90.2(b) & .2703(n)&(o) 1045 New staff, who had contact with children, did not receive at least 16 hrs. orientation within first 6 weeks. One new staff member (EG) did not have documentation of completing 16 hrs. of orientation. .1101(a) Violations must be corrected immediately. A signed and dated letter of compliance must be emailed to me by 4/1/2025, stating how each violation was corrected and how compliance will be maintained in the future include the violation number, statement of compliance, license ID and your signature in the letter or e-mail. Failure to correct the violations and send the written statement by the due date listed above may result in an unannounced follow-up visit being conducted or an administrative action may be recommended. Based on Child Care Rule 10A NCAC 09 Section .2200, the Division of Child Development and Early Education may take administrative action against the license and/or impose civil penalties based on the failure of the operator to correct any documented violations within the established time period. If you state in your letter that corrections have been made when they have not, it will be considered falsification of information. Please email me a signed copy of the letter to Lashawnda.Berry@dhhs.nc.gov Technical Assistance: 1.Inspections: After each sanitation and fire inspection you must send a copy of the report to you Child Care consultant within one week. *I encouraged the Administrator to stay up to date with the Division of Child Development and Early Education by visiting www.ncchildcare.ncdhhs.gov. This website enables you to view the entire Law and Child Care Requirements for North Carolina as well as download required forms. I encourage you to click on the “What’s New” tab for important updates impacting childcare in North Carolina. Rated License: Hold harmless has been extended until the new QRIS is implemented (SB 425). The provider was able to ask questions and did not have any at this time. If you have questions or concerns, please feel free to contact me by email at: Lashawnda.berry@dhhs.nc.gov or by phone at 704-242-0960. Thank you for your assistance! Lashawnda Berry PO Box 550424 Gastonia, NC 28054 If the operator fails to correct any documented violations within the established time period, the Division of Child Development and Early Education may deny, suspend, terminate, or revoke any permit to operate (10A NCAC 09 .2000). All information in this report has been reviewed with me today.I understand that it is my responsibility to maintaincompliance with applicable NC Child Care Requirements at all times

10A NCAC 09 .0604 · Violation

Name of Operation: HUMPTY DUMPTY ACADEMY I Facility ID: 60002665 Consultant: LASHAWNDA BERRY Operation Type: Center Case Number: Visit Date: 10/31/2024 Number Present: 28 Completed Date: 10/31/2024 Age: From 0 To 5 Total Minutes: 90 Time In: 12:00 PM Time Out: 01:30 PM Time In: Time Out: List to Use: Center Type Of Visit: Routine Unannounced Announced/Unannounced: Unannounced The purpose of today’s routine unannounced visit was to monitor for compliance with child care requirements. The center currently has a Three-Star rated license, the 18-month compliance history score is 87%. The center license and Summary of the Law was prominently posted. I was greeted by T. Gary, Owner. I informed Mrs. Gary the reason for my visit. I began the walkthrough of the center alone. Mrs. Gary assisted me with the visit. Permit information-the program operates with a Three- Star license, issued June 13, 2019. The center has four (4) points for education, three (3) points for program standards and one (1) quality point. License restriction include: First and Second Shift; Meets enhanced ratios. The program is still located at: 5721 Tuckaseegee Road, Charlotte, NC 28208. The phone number is (704) 394-8095. The center had twenty-eight (28) children present and thirty- three (33) children enrolled. The following items were monitored: Supervision, S/C Ratio, Storage of Hazardous Substances, Storage of Medication, Adequate Approved Space, Program Records, License Posted and Permit Restrictions. The center has hired two (2) new staff members since their last visit. The center’s last fire drill was documented on 9/30/24. The center’s last lockdown drill was on 8/30/24. The last sanitation inspection was completed on 5/23/24 with seven (7) demerits, receiving a superior rating. The center playground inspections were monitored and in compliance. There were four (4) violations cited during todays visit. Violation Number Comment Rule 533 Human milk, formula and other bottled beverages including sippy cups, sent from child's home were not fully prepared, dated, and labeled for the appropriate child. In space #2, I observed two bottles dates 10/30/24 and two bottles with no date. 15A NCAC 18A .2804(d) 538 Baby bottles were not stored to protect from contamination. In space #2, I observed bottles 2 bottle with no tops in zip lock bags, that were knocked over and leaking in the refrigerator. 15A NCAC 18A .2804(d) 812 Electrical outlets and power strips, not in use, which were located in space used by children did not have safety outlets or were not covered with safety plugs unless located behind furniture or equipment that cannot be moved by a child. In space #2, I observed a power strip not in use without safety covers, accessible to infants. 10A NCAC 09 .0604(c) 1890 Each staff member did not have the required medical report, proof of tuberculosis test or screening and/or completed health questionnaire in a medical file, maintained separately from the staff member's individual personnel file. Two new staff members did not have medical files file separately from their personnel file. (TH, FD) .0701(d) All violations have been corrected, therefore no further action is required. Rated License: Hold harmless has been extended until the new QRIS is implemented (SB 425). The provider had the opportunity to ask questions and did not have any at this time. If you have questions or concerns, please feel free to contact me by email at Lashawnda.berry@dhhs.nc.gov or by phone at 704-242-0960. Thank you for your assistance! Lashawnda Berry PO Box 550424 Gastonia, NC 28054 If the operator fails to correct any documented violations within the established time period, the Division of Child Development and Early Education may deny, suspend, terminate, or revoke any permit to operate (10A NCAC 09 .2000). All information in this report has been reviewed with me today.I understand that it is my responsibility to maintaincompliance with applicable NC Child Care Requirements at all times

Open Not marked corrected in the state record

Category: supervision. Open / not marked corrected.

10A NCAC 09 .0304 · Violation

Name of Operation: HUMPTY DUMPTY ACADEMY I Facility ID: 60002665 Consultant: LASHAWNDA BERRY Operation Type: Center Case Number: Visit Date: 3/26/2024 Number Present: 32 Completed Date: 3/26/2024 Age: From 0 To 5 Total Minutes: 417 Time In: 09:03 AM Time Out: 04:00 PM Time In: Time Out: List to Use: Center Type Of Visit: Annual Comp Full Announced/Unannounced: Unannounced The purpose of today’s unannounced visit was to monitor compliance during an annual compliance visit. The center operates with a Three-Star license and an 18-month compliance history score of 88%, effective June 13, 2019. The restrictions include: First and Second Shift; Meets enhanced ratios. The Secretary of State website was checked and the status of HUMPTY DUMPTY CHILD CARE COMPANY INC was current and active. I was greeted by Owner/ Director T. Gary. I discussed with Mrs. Gary the Annual Compliance Monitoring guidelines. The following items were posted within the center/ classrooms: Daily schedules, activity plans, staff/child ratio worksheets, emergency numbers, emergency procedures, arrival/ departure procedures, summary of law and menus. Indoor Learning Environment: Staff/child ratio, supervision, capacity, group size and space were observed in compliance today. Children were observed engaged in multi-play opportunities. Teachers were observed nurturing and engaged interactions with children. There were thirty-two (32) children present today. There are forty-three (43) children enrolled in the center. The center is only providing care for children for first shift. Outdoor Learning Environment: The outdoor learning environment was monitored and not in compliance. Inspections: The outdoor inspections and fire drills were monitored. The last fire drill was conducted on 3/8/24. The centers last documented shelter in place drill was conducted on 2/7/23. The last monthly playground inspection was conducted on 3/21/2024. The center last had a sanitation inspection on 12/7/2023. The center received 2 demerits and received superior classification. The inspection was completed by the Mecklenburg County Health Department. The center last had a fire inspection on 3/06/24. Transportation: The center does not provide transportation. Nutrition: Meals met nutritional value during today’s visit. Files: Children records were monitored today and in compliance. Staff files were monitored today and not in compliance. There were fifteen (15) violations cited during today's visit. Violation Number Comment Rule 106 Operator has not scheduled and obtained a fire inspection within 12 months of the previous inspection. Operator did not submit the original approved report to DCDEE within one week of the inspection visit on a form provided by the Division. The centers fire inspection for 2023 was conducted on 1/12/23. The centers last fire inspection was conducted on 3/6/24, which was past the 12 month timeframe from their last inspection. 10A NCAC 09 .0304(a) 620 All walls and ceilings including doors and windows were not kept clean and in good repair. In space #2, I observed peeling paint on the green wall near the closet. 15A NCAC 18A .2825(a) 721 All equipment and furnishings were not in good repair. On the OLE for toddlers, I observed peeling paint on the black fence, the wooden frame for the play structures, and peeling paint on the black metal car play structure. G.S. 110-91(6); .0601(b) 1032 Child care providers and uncompensated providers who are not substitute providers or volunteers, including the director did not have a medical report on file prior to employment that was signed by a health care professional and/ or the medical report was older than 12 months. Two new staff members received their medical report after employment. (JP and SF) 10A NCAC 09 .0701(a) 1033 On or before the first day of work, all staff, including the director and individuals who volunteer more than once per week did not provide results indicating that they were free of active TB and/or TB test or screening was older than 12 months. One staff member with a start date of 3/27/23 has a TB test dated for 2/5/21 on file. (JP) .0701(a) 1048 All staff did not successfully complete certification in First Aid appropriate to the age of children in care. Verification of staff completion of First Aid training from an approved training organization was not in the staff file. One staff member did not have documentation of a current First Aid certification, the certificate on file expired on 4/2023. (JP) .1102(c) 1049 All staff did not successfully complete certification in CPR training appropriate to the age of the children in care. Verification of staff completion of the CPR course from an approved training organization was not in the staff file. One staff member did not have documentation of a current CPR certification, the certificate on file expired on 4/2023. (JP) .1102(d) 1052 Staff required to receive on-going training had not completed the required number of hours according to their education and experience. Three staff members did not have documentation of completing the required number of on-going training hours. (JP, LW, JA) .1103(a) 1065 Child care providers scheduled to work in the infant room, did not complete ITS-SIDS training within two months of employment or did not complete the training every three years. Child care administrators did not complete the ITS-SIDS training within 90 days of employment and every three years thereafter. One staff member who was a caregiver for infants during todays visit, did not have documentation of a current ITS SIDS training certification. (LW) .1102(f) 1811 Shelter-in-place or lockdown drills were not practiced every three months and/or drill record was incomplete. The center was missing a shelter in place/ lockdown drill for December 2023. .0604(u);.0302(d)(8) 1867 The depth of the loose surfacing was not based on critical height of the equipment. On the OLE, the mulch was low and did not measure at six inches (6"). .0605(k)(1-4) 1874 The Prevention of Shaken Baby Syndrome and Abusive Head Trauma policy was not reviewed with new staff prior to providing care with children and/or a signed acknowledgement with all the required information was not maintained in the staff person's file. One staff member with a start date of 7/20/23 had documentation of signing the Prevention of Shaken Baby Syndrome and Abusive Head Trauma policy on 7/31/23, which was after providing care for children ages 0-5. .0608(d)(1-4) 1897 The child care administrator and all staff did not complete the Recognizing and Responding to Suspicions of Child Maltreatment training within 90 days of employment. Two staff members did not have documentation of a current Recognizing and Responding to Suspicions of Child Maltreatment training certificate. (SF and SW) .1102(g) 1898 Staff did not complete the health and safety training within one year of employment. One staff member did not have documentation of completing the health and safety trainings. (JP) .1102(a) 1899 Health and safety training topics were not included as part of on-going training within five years of completing the previous health and safety training topics. One staff member did not had documentation of completing the health and safety trainings within five years of completing the first one. (TG) .1103(b) Violations must be corrected immediately. A signed and dated letter of compliance must be emailed to me by 4/9/2024, stating how each violation was corrected and how compliance will be maintained in the future include the violation number, statement of compliance, license ID and your signature in the letter or e-mail. Failure to correct the violations and send the written statement by the due date listed above may result in an unannounced follow-up visit being conducted or an administrative action may be recommended. Based on Child Care Rule 10A NCAC 09 Section .2200, the Division of Child Development and Early Education may take administrative action against the license and/or impose civil penalties based on the failure of the operator to correct any documented violations within the established time period. If you state in your letter that corrections have been made when they have not, it will be considered falsification of information. Please email me a signed copy of the letter to Lashawnda.Berry@dhhs.nc.gov Technical Assistance: 1. Inspections: After each sanitation and fire inspection you must send a copy of the report to you Child Care consultant within one week. *I encouraged the Administrator to stay up to date with the Division of Child Development and Early Education by visiting www.ncchildcare.ncdhhs.gov. This website enables you to view the entire Law and Child Care Requirements for North Carolina as well as download required forms. I encourage you to click on the “What’s New” tab for important updates impacting childcare in North Carolina. 2. Technical Assistance visit: Today I informed Mrs. Gary that we can set up a visit (at a time convenient for the both of us) where I can come in and provide technical assistance. During the visit the provider will be able to ask questions on Child Care Rules and Laws in order to obtain clarity. I would recommend a technical assistance visit for staff records. Rated License: Your facility is in cohort two. I will reach out to you prior to the beginning of the preparation year of your assigned cohort and will provide guidance to assist you as you begin the process The provider was able to ask questions, Mrs. Gary was interested in the process for evaluating education in hopes of increasing the centers stars. I informed Mrs. Gary that she will need to make sure that all staff’s education is updated in the WORKS system, once that is complete, Mrs. Gary agreed to contact me in order to start the education evaluation process. If you have questions or concerns, please feel free to contact me by email at: Lashawnda.berry@dhhs.nc.gov or by phone at 704-242-0960. Thank you for your assistance! Lashawnda Berry PO Box 550424 Gastonia, NC 28055 If the operator fails to correct any documented violations within the established time period, the Division of Child Development and Early Education may deny, suspend, terminate, or revoke any permit to operate (10A NCAC 09 .2000). All information in this report has been reviewed with me today.I understand that it is my responsibility to maintaincompliance with applicable NC Child Care Requirements at all times

Open Not marked corrected in the state record

Category: supervision. Open / not marked corrected.

10A NCAC 09 .0701 · Violation

Name of Operation: HUMPTY DUMPTY ACADEMY I Facility ID: 60002665 Consultant: LASHAWNDA BERRY Operation Type: Center Case Number: Visit Date: 3/26/2024 Number Present: 32 Completed Date: 3/26/2024 Age: From 0 To 5 Total Minutes: 417 Time In: 09:03 AM Time Out: 04:00 PM Time In: Time Out: List to Use: Center Type Of Visit: Annual Comp Full Announced/Unannounced: Unannounced The purpose of today’s unannounced visit was to monitor compliance during an annual compliance visit. The center operates with a Three-Star license and an 18-month compliance history score of 88%, effective June 13, 2019. The restrictions include: First and Second Shift; Meets enhanced ratios. The Secretary of State website was checked and the status of HUMPTY DUMPTY CHILD CARE COMPANY INC was current and active. I was greeted by Owner/ Director T. Gary. I discussed with Mrs. Gary the Annual Compliance Monitoring guidelines. The following items were posted within the center/ classrooms: Daily schedules, activity plans, staff/child ratio worksheets, emergency numbers, emergency procedures, arrival/ departure procedures, summary of law and menus. Indoor Learning Environment: Staff/child ratio, supervision, capacity, group size and space were observed in compliance today. Children were observed engaged in multi-play opportunities. Teachers were observed nurturing and engaged interactions with children. There were thirty-two (32) children present today. There are forty-three (43) children enrolled in the center. The center is only providing care for children for first shift. Outdoor Learning Environment: The outdoor learning environment was monitored and not in compliance. Inspections: The outdoor inspections and fire drills were monitored. The last fire drill was conducted on 3/8/24. The centers last documented shelter in place drill was conducted on 2/7/23. The last monthly playground inspection was conducted on 3/21/2024. The center last had a sanitation inspection on 12/7/2023. The center received 2 demerits and received superior classification. The inspection was completed by the Mecklenburg County Health Department. The center last had a fire inspection on 3/06/24. Transportation: The center does not provide transportation. Nutrition: Meals met nutritional value during today’s visit. Files: Children records were monitored today and in compliance. Staff files were monitored today and not in compliance. There were fifteen (15) violations cited during today's visit. Violation Number Comment Rule 106 Operator has not scheduled and obtained a fire inspection within 12 months of the previous inspection. Operator did not submit the original approved report to DCDEE within one week of the inspection visit on a form provided by the Division. The centers fire inspection for 2023 was conducted on 1/12/23. The centers last fire inspection was conducted on 3/6/24, which was past the 12 month timeframe from their last inspection. 10A NCAC 09 .0304(a) 620 All walls and ceilings including doors and windows were not kept clean and in good repair. In space #2, I observed peeling paint on the green wall near the closet. 15A NCAC 18A .2825(a) 721 All equipment and furnishings were not in good repair. On the OLE for toddlers, I observed peeling paint on the black fence, the wooden frame for the play structures, and peeling paint on the black metal car play structure. G.S. 110-91(6); .0601(b) 1032 Child care providers and uncompensated providers who are not substitute providers or volunteers, including the director did not have a medical report on file prior to employment that was signed by a health care professional and/ or the medical report was older than 12 months. Two new staff members received their medical report after employment. (JP and SF) 10A NCAC 09 .0701(a) 1033 On or before the first day of work, all staff, including the director and individuals who volunteer more than once per week did not provide results indicating that they were free of active TB and/or TB test or screening was older than 12 months. One staff member with a start date of 3/27/23 has a TB test dated for 2/5/21 on file. (JP) .0701(a) 1048 All staff did not successfully complete certification in First Aid appropriate to the age of children in care. Verification of staff completion of First Aid training from an approved training organization was not in the staff file. One staff member did not have documentation of a current First Aid certification, the certificate on file expired on 4/2023. (JP) .1102(c) 1049 All staff did not successfully complete certification in CPR training appropriate to the age of the children in care. Verification of staff completion of the CPR course from an approved training organization was not in the staff file. One staff member did not have documentation of a current CPR certification, the certificate on file expired on 4/2023. (JP) .1102(d) 1052 Staff required to receive on-going training had not completed the required number of hours according to their education and experience. Three staff members did not have documentation of completing the required number of on-going training hours. (JP, LW, JA) .1103(a) 1065 Child care providers scheduled to work in the infant room, did not complete ITS-SIDS training within two months of employment or did not complete the training every three years. Child care administrators did not complete the ITS-SIDS training within 90 days of employment and every three years thereafter. One staff member who was a caregiver for infants during todays visit, did not have documentation of a current ITS SIDS training certification. (LW) .1102(f) 1811 Shelter-in-place or lockdown drills were not practiced every three months and/or drill record was incomplete. The center was missing a shelter in place/ lockdown drill for December 2023. .0604(u);.0302(d)(8) 1867 The depth of the loose surfacing was not based on critical height of the equipment. On the OLE, the mulch was low and did not measure at six inches (6"). .0605(k)(1-4) 1874 The Prevention of Shaken Baby Syndrome and Abusive Head Trauma policy was not reviewed with new staff prior to providing care with children and/or a signed acknowledgement with all the required information was not maintained in the staff person's file. One staff member with a start date of 7/20/23 had documentation of signing the Prevention of Shaken Baby Syndrome and Abusive Head Trauma policy on 7/31/23, which was after providing care for children ages 0-5. .0608(d)(1-4) 1897 The child care administrator and all staff did not complete the Recognizing and Responding to Suspicions of Child Maltreatment training within 90 days of employment. Two staff members did not have documentation of a current Recognizing and Responding to Suspicions of Child Maltreatment training certificate. (SF and SW) .1102(g) 1898 Staff did not complete the health and safety training within one year of employment. One staff member did not have documentation of completing the health and safety trainings. (JP) .1102(a) 1899 Health and safety training topics were not included as part of on-going training within five years of completing the previous health and safety training topics. One staff member did not had documentation of completing the health and safety trainings within five years of completing the first one. (TG) .1103(b) Violations must be corrected immediately. A signed and dated letter of compliance must be emailed to me by 4/9/2024, stating how each violation was corrected and how compliance will be maintained in the future include the violation number, statement of compliance, license ID and your signature in the letter or e-mail. Failure to correct the violations and send the written statement by the due date listed above may result in an unannounced follow-up visit being conducted or an administrative action may be recommended. Based on Child Care Rule 10A NCAC 09 Section .2200, the Division of Child Development and Early Education may take administrative action against the license and/or impose civil penalties based on the failure of the operator to correct any documented violations within the established time period. If you state in your letter that corrections have been made when they have not, it will be considered falsification of information. Please email me a signed copy of the letter to Lashawnda.Berry@dhhs.nc.gov Technical Assistance: 1. Inspections: After each sanitation and fire inspection you must send a copy of the report to you Child Care consultant within one week. *I encouraged the Administrator to stay up to date with the Division of Child Development and Early Education by visiting www.ncchildcare.ncdhhs.gov. This website enables you to view the entire Law and Child Care Requirements for North Carolina as well as download required forms. I encourage you to click on the “What’s New” tab for important updates impacting childcare in North Carolina. 2. Technical Assistance visit: Today I informed Mrs. Gary that we can set up a visit (at a time convenient for the both of us) where I can come in and provide technical assistance. During the visit the provider will be able to ask questions on Child Care Rules and Laws in order to obtain clarity. I would recommend a technical assistance visit for staff records. Rated License: Your facility is in cohort two. I will reach out to you prior to the beginning of the preparation year of your assigned cohort and will provide guidance to assist you as you begin the process The provider was able to ask questions, Mrs. Gary was interested in the process for evaluating education in hopes of increasing the centers stars. I informed Mrs. Gary that she will need to make sure that all staff’s education is updated in the WORKS system, once that is complete, Mrs. Gary agreed to contact me in order to start the education evaluation process. If you have questions or concerns, please feel free to contact me by email at: Lashawnda.berry@dhhs.nc.gov or by phone at 704-242-0960. Thank you for your assistance! Lashawnda Berry PO Box 550424 Gastonia, NC 28055 If the operator fails to correct any documented violations within the established time period, the Division of Child Development and Early Education may deny, suspend, terminate, or revoke any permit to operate (10A NCAC 09 .2000). All information in this report has been reviewed with me today.I understand that it is my responsibility to maintaincompliance with applicable NC Child Care Requirements at all times

G.S. 110-91 · Violation

Name of Operation: HUMPTY DUMPTY ACADEMY I Facility ID: 60002665 Consultant: LASHAWNDA BERRY Operation Type: Center Case Number: Visit Date: 3/26/2024 Number Present: 32 Completed Date: 3/26/2024 Age: From 0 To 5 Total Minutes: 417 Time In: 09:03 AM Time Out: 04:00 PM Time In: Time Out: List to Use: Center Type Of Visit: Annual Comp Full Announced/Unannounced: Unannounced The purpose of today’s unannounced visit was to monitor compliance during an annual compliance visit. The center operates with a Three-Star license and an 18-month compliance history score of 88%, effective June 13, 2019. The restrictions include: First and Second Shift; Meets enhanced ratios. The Secretary of State website was checked and the status of HUMPTY DUMPTY CHILD CARE COMPANY INC was current and active. I was greeted by Owner/ Director T. Gary. I discussed with Mrs. Gary the Annual Compliance Monitoring guidelines. The following items were posted within the center/ classrooms: Daily schedules, activity plans, staff/child ratio worksheets, emergency numbers, emergency procedures, arrival/ departure procedures, summary of law and menus. Indoor Learning Environment: Staff/child ratio, supervision, capacity, group size and space were observed in compliance today. Children were observed engaged in multi-play opportunities. Teachers were observed nurturing and engaged interactions with children. There were thirty-two (32) children present today. There are forty-three (43) children enrolled in the center. The center is only providing care for children for first shift. Outdoor Learning Environment: The outdoor learning environment was monitored and not in compliance. Inspections: The outdoor inspections and fire drills were monitored. The last fire drill was conducted on 3/8/24. The centers last documented shelter in place drill was conducted on 2/7/23. The last monthly playground inspection was conducted on 3/21/2024. The center last had a sanitation inspection on 12/7/2023. The center received 2 demerits and received superior classification. The inspection was completed by the Mecklenburg County Health Department. The center last had a fire inspection on 3/06/24. Transportation: The center does not provide transportation. Nutrition: Meals met nutritional value during today’s visit. Files: Children records were monitored today and in compliance. Staff files were monitored today and not in compliance. There were fifteen (15) violations cited during today's visit. Violation Number Comment Rule 106 Operator has not scheduled and obtained a fire inspection within 12 months of the previous inspection. Operator did not submit the original approved report to DCDEE within one week of the inspection visit on a form provided by the Division. The centers fire inspection for 2023 was conducted on 1/12/23. The centers last fire inspection was conducted on 3/6/24, which was past the 12 month timeframe from their last inspection. 10A NCAC 09 .0304(a) 620 All walls and ceilings including doors and windows were not kept clean and in good repair. In space #2, I observed peeling paint on the green wall near the closet. 15A NCAC 18A .2825(a) 721 All equipment and furnishings were not in good repair. On the OLE for toddlers, I observed peeling paint on the black fence, the wooden frame for the play structures, and peeling paint on the black metal car play structure. G.S. 110-91(6); .0601(b) 1032 Child care providers and uncompensated providers who are not substitute providers or volunteers, including the director did not have a medical report on file prior to employment that was signed by a health care professional and/ or the medical report was older than 12 months. Two new staff members received their medical report after employment. (JP and SF) 10A NCAC 09 .0701(a) 1033 On or before the first day of work, all staff, including the director and individuals who volunteer more than once per week did not provide results indicating that they were free of active TB and/or TB test or screening was older than 12 months. One staff member with a start date of 3/27/23 has a TB test dated for 2/5/21 on file. (JP) .0701(a) 1048 All staff did not successfully complete certification in First Aid appropriate to the age of children in care. Verification of staff completion of First Aid training from an approved training organization was not in the staff file. One staff member did not have documentation of a current First Aid certification, the certificate on file expired on 4/2023. (JP) .1102(c) 1049 All staff did not successfully complete certification in CPR training appropriate to the age of the children in care. Verification of staff completion of the CPR course from an approved training organization was not in the staff file. One staff member did not have documentation of a current CPR certification, the certificate on file expired on 4/2023. (JP) .1102(d) 1052 Staff required to receive on-going training had not completed the required number of hours according to their education and experience. Three staff members did not have documentation of completing the required number of on-going training hours. (JP, LW, JA) .1103(a) 1065 Child care providers scheduled to work in the infant room, did not complete ITS-SIDS training within two months of employment or did not complete the training every three years. Child care administrators did not complete the ITS-SIDS training within 90 days of employment and every three years thereafter. One staff member who was a caregiver for infants during todays visit, did not have documentation of a current ITS SIDS training certification. (LW) .1102(f) 1811 Shelter-in-place or lockdown drills were not practiced every three months and/or drill record was incomplete. The center was missing a shelter in place/ lockdown drill for December 2023. .0604(u);.0302(d)(8) 1867 The depth of the loose surfacing was not based on critical height of the equipment. On the OLE, the mulch was low and did not measure at six inches (6"). .0605(k)(1-4) 1874 The Prevention of Shaken Baby Syndrome and Abusive Head Trauma policy was not reviewed with new staff prior to providing care with children and/or a signed acknowledgement with all the required information was not maintained in the staff person's file. One staff member with a start date of 7/20/23 had documentation of signing the Prevention of Shaken Baby Syndrome and Abusive Head Trauma policy on 7/31/23, which was after providing care for children ages 0-5. .0608(d)(1-4) 1897 The child care administrator and all staff did not complete the Recognizing and Responding to Suspicions of Child Maltreatment training within 90 days of employment. Two staff members did not have documentation of a current Recognizing and Responding to Suspicions of Child Maltreatment training certificate. (SF and SW) .1102(g) 1898 Staff did not complete the health and safety training within one year of employment. One staff member did not have documentation of completing the health and safety trainings. (JP) .1102(a) 1899 Health and safety training topics were not included as part of on-going training within five years of completing the previous health and safety training topics. One staff member did not had documentation of completing the health and safety trainings within five years of completing the first one. (TG) .1103(b) Violations must be corrected immediately. A signed and dated letter of compliance must be emailed to me by 4/9/2024, stating how each violation was corrected and how compliance will be maintained in the future include the violation number, statement of compliance, license ID and your signature in the letter or e-mail. Failure to correct the violations and send the written statement by the due date listed above may result in an unannounced follow-up visit being conducted or an administrative action may be recommended. Based on Child Care Rule 10A NCAC 09 Section .2200, the Division of Child Development and Early Education may take administrative action against the license and/or impose civil penalties based on the failure of the operator to correct any documented violations within the established time period. If you state in your letter that corrections have been made when they have not, it will be considered falsification of information. Please email me a signed copy of the letter to Lashawnda.Berry@dhhs.nc.gov Technical Assistance: 1. Inspections: After each sanitation and fire inspection you must send a copy of the report to you Child Care consultant within one week. *I encouraged the Administrator to stay up to date with the Division of Child Development and Early Education by visiting www.ncchildcare.ncdhhs.gov. This website enables you to view the entire Law and Child Care Requirements for North Carolina as well as download required forms. I encourage you to click on the “What’s New” tab for important updates impacting childcare in North Carolina. 2. Technical Assistance visit: Today I informed Mrs. Gary that we can set up a visit (at a time convenient for the both of us) where I can come in and provide technical assistance. During the visit the provider will be able to ask questions on Child Care Rules and Laws in order to obtain clarity. I would recommend a technical assistance visit for staff records. Rated License: Your facility is in cohort two. I will reach out to you prior to the beginning of the preparation year of your assigned cohort and will provide guidance to assist you as you begin the process The provider was able to ask questions, Mrs. Gary was interested in the process for evaluating education in hopes of increasing the centers stars. I informed Mrs. Gary that she will need to make sure that all staff’s education is updated in the WORKS system, once that is complete, Mrs. Gary agreed to contact me in order to start the education evaluation process. If you have questions or concerns, please feel free to contact me by email at: Lashawnda.berry@dhhs.nc.gov or by phone at 704-242-0960. Thank you for your assistance! Lashawnda Berry PO Box 550424 Gastonia, NC 28055 If the operator fails to correct any documented violations within the established time period, the Division of Child Development and Early Education may deny, suspend, terminate, or revoke any permit to operate (10A NCAC 09 .2000). All information in this report has been reviewed with me today.I understand that it is my responsibility to maintaincompliance with applicable NC Child Care Requirements at all times