922 KAR 2:090 · 922 KAR 2:090. Section 11. Staff Requirements.

General: Based on review of documentation, this regulatory requirement was not met. A substitute staff member hired on 9/18/2014, completed Pediatric Abusive Head Trauma training on 2/27/2015; however, did not renew the training due on 2/27/2020. The ECE-TRIS system was reviewed and confirmed this finding. Programming In Compliance Premises In Compliance Hygienic Practices In Compliance First Aid/Medication In Compliance Outdoor Play Area In Compliance Equipment In Compliance An Equal Opportunity Employer M/F/D @chfsky | CHFS.KY.GOV Page 1 of 2 Inspection Report Transportation Not Applicable Kitchen Requirements In Compliance Food Service In Compliance Meal Planning/Center Provides Meals In Compliance Meal Planning/Center Does Not Provide Meals In Compliance Children's Records Not In Compliance

Open Not marked corrected in the state record

Category: recordkeeping. Open / not marked corrected.

922 KAR 2:090 · 922 KAR 2:090. Section 9. Records.

General: Based on review of documentation, this regulatory requirement was not met. A child's file did not contain an immunization certificate. The child was enrolled 11/15/2021. The child had been enrolled in excess of thirty days. Written Documentation In Compliance Posted Documentation In Compliance Animals In Compliance

Open Not marked corrected in the state record

Category: health medication. Open / not marked corrected.

922 KAR 2:090 · 922 KAR 2:090. Section 11. Staff Requirements.

General: Based on review of documentation, a student hired on 11/16/2020, did not have a letter or other documentation on file verifying her current enrollment in high school. Programming In Compliance Premises In Compliance Hygienic Practices In Compliance First Aid/Medication In Compliance Outdoor Play Area In Compliance Equipment In Compliance Transportation In Compliance Food Service/Food Program In Compliance Food Service In Compliance Children's Records In Compliance An Equal Opportunity Employer M/F/D @chfsky | CHFS.KY.GOV Page 1 of 2 Inspection Report Written Documentation In Compliance Posted Documentation In Compliance Animals In Compliance Emergency Regulation In Compliance

Open Not marked corrected in the state record

Open / not marked corrected.

922 KAR 2:090 · 922 KAR 2:090. Section 10. Director Requirements and Responsibilities.

General: Based on review of documentation, three staff members hired 9/15/16, 2/8/11, and 9/21/17, did not have an evaluation in their personnel files for the 2018 year. Employee Records Not In Compliance

Open Not marked corrected in the state record

Category: recordkeeping. Open / not marked corrected.

922 KAR 2:090 · 922 KAR 2:090. Section 9. Records.

General: Based on review of documentation, a staff member with an unknown hire date had only a CPR/First Aid certification in their personnel file. The file did not contain the following for this individual: date of birth, date of employment, proof of educational qualification, tuberculosis screening, performance evaluation, and results of background checks. The surveyor was able to verify via KARES portal that this individual had completed background checks on 10/3/19, and had submitted fingerprints on 10/9/19. This individual was eligible for hire on 10/10/19. An Equal Opportunity Employer M/F/D @chfsky | CHFS.KY.GOV Page 1 of 3 Inspection Report

Open Not marked corrected in the state record

Open / not marked corrected.

922 KAR 2:090 · 922 KAR 2:090. Section 11. Staff Requirements.

General: Based on review of documentation, two staff members hired 9/15/16, and 9/21/17, had a negative tuberculin skin result on file that had exceeded two years. The record for staff member hired 9/15/16, was dated 9/19/17. The record for the staff member hired 9/21/17, was dated 9/20/17. In addition, a staff member with an unknown hire date, did not have a record of a negative tuberculin skin result, nor a physician’s statement clearing this individual of active tuberculosis in their personnel file. Programming In Compliance Premises In Compliance Hygienic Practices In Compliance First Aid/Medication In Compliance Outdoor Play Area In Compliance Equipment In Compliance Transportation In Compliance Food Service/Food Program In Compliance Food Service In Compliance Children's Records Not In Compliance

Open Not marked corrected in the state record

Open / not marked corrected.

922 KAR 2:090 · 922 KAR 2:090. Section 9. Records.

General: Based on review of documentation, a child enrolled 9/19/19, had an immunization record on file that was not current as of 10/1/19.

Open Not marked corrected in the state record

Category: health medication. Open / not marked corrected.

922 KAR 2:090 · 922 KAR 2:090. Section 9. Records.

General: Based on review of documentation, a child enrolled 8/14/19, did not have a physician contact number listed in their enrollment information. Written Documentation Not In Compliance

Open Not marked corrected in the state record

Open / not marked corrected.

922 KAR 2:090 · 922 KAR 2:090. Section 9. Records.

General: Based on review of documentation, a staff member hired 9/21/17, did not have a professional development plan in their personnel file that was current. The professional development plan reviewed for this individual was dated for 2017. Posted Documentation In Compliance Animals In Compliance An Equal Opportunity Employer M/F/D @chfsky | CHFS.KY.GOV Page 2 of 3

Open Not marked corrected in the state record

Open / not marked corrected.

922 KAR 2:110 · 922 KAR 2:110. Section 3. Records.

General: Based on Review of Documentation, child with date of enrollment of 08/07/2019 did not have a current immunization record on file. Written Documentation In Compliance Posted Documentation In Compliance Animals Not Applicable An Equal Opportunity Employer M/F/D @chfsky | CHFS.KY.GOV Page 1 of 2

Open Not marked corrected in the state record

Category: health medication. Open / not marked corrected.

922 KAR 2:110 · 922 KAR 2:110. Section 3. Records.

General: Based on Review of Documentation, four (4) children's files did not contain immunization certificates. Based on record review and interview these four (4) children had been enrolled in excess of thirty (30) days. Written Documentation In Compliance Posted Documentation In Compliance Animals In Compliance An Equal Opportunity Employer M/F/D @chfsky | CHFS.KY.GOV Page 1 of 2

Open Not marked corrected in the state record

Category: health medication. Open / not marked corrected.

922 KAR 2:110 · 922 KAR 2:110. Section 3. Records.

General: Based on Review of Documentation, a review of children's files revealed two (2) children enrolled on 8-18-15 had immunizations on file that were expired. Based on review of documentation, a review of children's files revealed a child enrolled on 8-19-15 had immunizations on file that did not have an expiration date listed. The director and site supervisor acknowledged this and stated they had not yet recieved updated immunizations for the children enrolled on 8-18-15, and stated they could not locate an expiration date on the immunizations for the child enrolled on 8-19-15.

Open Not marked corrected in the state record

Category: health medication. Open / not marked corrected.

922 KAR 2:090 · 922 KAR 2:090. Section 5. Evacuation Plan.

General: Based on Review of Documentation, the center did not have an up to date emergency preparedness plan on file. The plan reviewed was dated for 10/30/14. Based on interview with the site supervisor, she stated the center had completed un updated plan, and was not sure why a copy was not located in the file at the center.

Open Not marked corrected in the state record

Open / not marked corrected.

922 KAR 2:090 · 922 KAR 2:090. Section 6. License Issuance.

General: Based on Review of Documentation, it was found that three (3) staff files out of seven (7) staff files reviewed did not have evidence of a child abuse and neglect check. The hire dates for the staff were 09/30/2013, 11/11/2013 and 05/06/2011. These staff were not alone with children.

Open Not marked corrected in the state record

Open / not marked corrected.

922 KAR 2:120 · 922 KAR 2:120. Section 7. First Aid and Medicine.

General: Based on Observation, it was found that there was no flashlight for the first aid kit. 660 - Medication Administration Not Applicable An Equal Opportunity Employer M/F/D Cabinet For Health and Family Services Page 14 of 25 Web site: http://chfs.ky.gov/ Inspection Report 922 KAR 2:120. Section 7. First Aid and Medicine. (4) Prescription and nonprescription medication shall be administered to a child in care: (a) With a daily written request of the child’s parent. (b) According to the directions or instructions on the medication’s label. 665 - Administration Record Not Applicable 922 KAR 2:120. Section 7. First Aid and Medicine. (5) The child-care center shall keep a written record of the administration of medication, including: (a) Time of each dosage; (b) Date; (c) Amount; (d) Name of staff person giving the medication; (e) Name of the child; and (f) Name of the medication. 670 - Medication Not Applicable 922 KAR 2:120. Section 7. First Aid and Medicine. (6) Medication, including refrigerated medication, shall be: (a) Stored in a separate and locked place, out of the reach of a child; (b) Kept in the original bottle; and (c) Properly labeled. (7) Medication shall not be given to a child if the expiration date on the bottle has passed. Outdoor Play Area

Open Not marked corrected in the state record

Category: health medication. Open / not marked corrected.

922 KAR 2:110 · 922 KAR 2:110. Section 3. Records.

General: Based on Review of Documentation, it was found that two (2) children's files out of ten (10) files reviewed did not have evidence of an immunization certificate. The dates of enrollment for the children were 08/28/2013 and 08/15/2013.

Open Not marked corrected in the state record

Category: health medication. Open / not marked corrected.